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Saint Helena, Ascension and Tristan da Cunha

Dispute Resolution and Legal Compliance

Understand dispute resolution mechanisms and legal compliance in Saint Helena, Ascension and Tristan da Cunha

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Labor courts and arbitration panels

Labor disputes in Saint Helena, Ascension, and Tristan da Cunha, due to their small size and remote nature, are likely to be less formalized than in larger countries.

Jurisdiction and Structure

Employment disputes might be handled within an existing court structure, such as a Magistrate's Court or a Small Claims Court, as dedicated labor courts are less likely to exist. Alternatively, arbitration could serve as a way to resolve labor-related issues, involving the use of a mediator or an arbitrator.

Court Proceedings

The process for handling employment disputes would likely depend on the specific method used. If a court is involved, an employee would file a claim with the relevant court, outlining the complaint and basis for dispute. The employer would then have the chance to respond to the claim. Before going to trial, mediation might be encouraged to try to reach a settlement. If mediation is unsuccessful, a hearing or trial would likely take place, followed by the court issuing a decision with a binding resolution.

Arbitration

In the case of arbitration, both the employee and employer would need to agree to arbitrate the dispute. An arbitrator would then be selected, and a less formal hearing would take place with both sides presenting arguments and evidence. The arbitrator would issue a decision that is typically binding on both parties.

Typical Cases

Typical labor disputes that might arise could include unfair dismissal, discrimination, wage and hour disputes, breach of contract, and workplace harassment claims.

Compliance audits and inspections

Understanding compliance procedures within Saint Helena, Ascension, and Tristan da Cunha is crucial for businesses and organizations operating there. This includes a breakdown of audits and inspections.

Types of Audits and Inspections

  • Labor and Employment: Audits or inspections to check compliance with labor laws. These might cover areas like wages, working hours, health and safety, discrimination, and child labor regulations.
  • Environmental: Assessments of compliance with environmental regulations related to waste disposal, emissions, resource use, and protection of natural habitats.
  • Tax and Financial: Audits to ensure compliance with taxation laws, proper accounting practices, and financial reporting standards.
  • Industry-Specific: Depending on the sector, there might be additional audits or inspections mandated by industry-specific regulations.

Conducting Authorities

The specific government departments or agencies responsible for conducting compliance audits and inspections would vary depending on the area being audited. Examples might include:

  • Labor/Employment Department
  • Environmental Protection Agency/Department
  • Tax Revenue Authority
  • Industry Regulatory Bodies

Frequency

The frequency of compliance audits and inspections likely depends on several factors:

  • Type of Audit/Inspection: Some areas, like financial audits, might be mandated annually, while others may occur less frequently.
  • Size and Complexity of Organization: Larger and more complex businesses tend to be subject to more frequent audits.
  • Risk Profile: Organizations with a history of non-compliance might face increased scrutiny and more frequent inspections.

Consequences of Non-Compliance

Failure to comply with regulations can result in a range of consequences, including:

  • Fines and Penalties: Financial penalties may be imposed for violations.
  • Corrective Actions: The organization might be required to rectify the non-compliance issue within a given timeframe.
  • License Suspension/Revocation: In severe cases, business licenses or operating permits could be suspended or revoked.
  • Legal Action: Depending on the nature of the non-compliance, legal proceedings might be initiated.
  • Reputational Damage: Public exposure of non-compliance can negatively impact a business's reputation.

Importance of Compliance

  • Legal Obligation: Businesses must adhere to the laws and regulations of Saint Helena, Ascension, and Tristan da Cunha.
  • Risk Mitigation: Proactive compliance minimizes legal and financial risks.
  • Ethical Operations: Demonstrates a commitment to responsible business practices.
  • Reputation: Builds trust with stakeholders, including employees, customers, and the community.
  • Competitive Advantage: A strong compliance record can be a differentiating factor in the market.

Reporting and whistleblower protections

Understanding the procedures for reporting wrongdoing and the protections afforded to whistleblowers is essential in promoting ethical conduct and safeguarding against illegal or harmful practices within Saint Helena, Ascension, and Tristan da Cunha.

Mechanisms for Reporting Violations

Several avenues might exist for reporting violations. These could include:

  • Internal Reporting: Many organizations have internal procedures for reporting concerns. This might involve informing a supervisor, manager, HR department, or designated compliance officer.
  • Government Agencies: Specific government departments or regulatory bodies might have dedicated hotlines or reporting mechanisms for violations within their jurisdiction (e.g., labor violations, environmental misconduct, tax fraud).
  • External Hotlines/Organizations: Some non-governmental organizations might offer reporting hotlines or platforms for whistleblowers.

Whistleblower Protections

Whistleblower protection laws or policies aim to shield individuals who report suspected wrongdoing from retaliation. While dedicated whistleblower legislation might not exist in Saint Helena, Ascension, and Tristan da Cunha, certain legal provisions might offer some level of protection:

  • Employment Law: Regulations within employment ordinances might prohibit retaliation against employees who raise legitimate concerns or participate in investigations.
  • Anti-Discrimination Laws: While their primary focus is different, anti-discrimination laws could potentially play a role in protecting a whistleblower if the retaliation is discriminatory in nature.
  • Public Interest Disclosure: In some jurisdictions, the concept of public interest disclosure offers protection for whistleblowing done in the public interest. It's important to check if this concept is recognized in the laws of Saint Helena, Ascension, and Tristan da Cunha.

Practical Considerations

  • Documenting Evidence: Whenever possible, it's advisable for whistleblowers to gather supporting documentation or evidence of the observed wrongdoing.
  • Seeking Advice: Consulting with an attorney or an organization specializing in whistleblower protection can be helpful in understanding rights, navigating reporting procedures, and assessing potential risks.
  • Confidentiality: When reporting, consider requesting confidentiality or anonymity to the extent possible under the circumstances.

Limitations

It's crucial to recognize that existing whistleblower protections in Saint Helena, Ascension, and Tristan da Cunha might be less robust compared to countries with dedicated whistleblower protection legislation.

International labor standards compliance

Saint Helena, Ascension, and Tristan da Cunha are three British Overseas Territories (BOTs) located in the South Atlantic. As BOTs, they maintain a degree of autonomy while recognizing the sovereignty of the United Kingdom. This influences their labor standards, which are a mix of locally-enacted laws and extended UK legislation.

International Labor Standards

The UK has ratified key International Labour Organization (ILO) conventions on behalf of its territories. Some of the most significant treaties for Saint Helena, Ascension, and Tristan da Cunha include:

  • ILO C. 138 (Minimum Age): This prohibits hazardous work for children under 18, with general minimum age limits tailored to the local context.
  • ILO C. 182 (Worst Forms of Child Labor): This prohibits slavery, forced labor, trafficking, commercial sexual exploitation, and the use of children in illicit activities or hazardous work.
  • Other relevant conventions cover discrimination, forced labor, freedom of association, employment policy, etc.

However, while many ILO standards are applicable, domestic laws are not always in full alignment. Notably, there is a need for clear laws on the minimum age for employment, an official list of hazardous occupations prohibited for children, and improved capacity for labor inspections to ensure effective enforcement.

Domestic Labor Laws

Each of the three territories within Saint Helena, Ascension, and Tristan da Cunha has its own specific labor legislation:

  • Saint Helena: The Employment Rights Ordinance (2016) is the main labor law, covering contracts, working hours, leave rights, discrimination, termination, etc.
  • Ascension Island: The Employment Ordinance (2022) is an updated law covering similar areas to St. Helena, with some variations.
  • Tristan da Cunha: The Employment Ordinance (2006) is older legislation and likely in need of revision.

Key Points in Domestic Laws

The domestic laws cover several key areas:

  • Labor contracts: Rules for written contracts, probation periods, etc. are defined.
  • Work hours and overtime: Limits on working hours and overtime compensation are outlined.
  • Leave provisions: Statutory annual leave, sick leave, and maternity leave are generally provided.
  • Anti-discrimination: Laws protect against discrimination on various grounds, including sex, race, and disability.
  • Termination procedures: Notice periods and redundancy rules are established.

Challenges and Areas for Improvement

There are several challenges and areas for improvement:

  • Limited enforcement capacity: Enforcing labor laws with few labor inspectors is difficult.
  • Outdated laws: Tristan da Cunha's laws likely require updates.
  • Alignment with ILO standards: There's room to harmonize domestic laws fully with all ratified conventions.
  • Awareness and education: Increasing understanding of labor rights among employers and employees is essential.
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